Introduction of the Course

Netskill’s Insider Trading Compliance Training is designed to help organizations and employees understand, prevent, and manage insider trading risks while adhering to regulatory requirements. As a trusted corporate insider trading compliance training company, Netskill equips professionals with in-depth knowledge of insider trading laws, unpublished price sensitive information (UPSI), codes of conduct, disclosure norms, and compliance frameworks.

The course covers legal definitions, regulatory expectations, roles and responsibilities of insiders, monitoring mechanisms, penalties, and best practices for building a strong compliance culture. Delivered through Instructor-Led Online Training, In-Person Corporate Workshops, and Self-Paced learning on the Netskill LMS, all modules include HD videos, quizzes, assessments, gamified learning outcomes, and certification, ensuring consistent compliance awareness across the organization.

Courses: Instructor-Led, In-Person, or Self-Paced

Instructor-Led Online Training

Live sessions led by compliance and legal experts, focusing on regulatory interpretation, case discussions, and Q&A.

In-Person Corporate Training

Interactive workshops customized for listed companies, senior management, compliance officers, and employees handling sensitive information.

Self-Paced Training on Netskill LMS

Participants receive 24/7 access to:

• HD video lessons
• Insider trading case studies
• Compliance checklists and frameworks
• Interactive quizzes & assessments
• Gamified learning outcomes
• Downloadable policy templates
• Course completion certification

All modules are fully accessible on the Netskill LMS.

Target Audience for Corporate Insider Trading Compliance Courses

• Board members & senior management
• Compliance officers & legal teams
• Finance & accounting professionals
• Company secretaries
• Investor relations teams
• Employees designated as insiders
• Risk & governance teams
• Listed company employees

What Are the Modules Covered?

Module 1: Introduction to Insider Trading

• Definition of insider trading
• Why insider trading laws exist
• Ethical and legal implications

Module 2: Regulatory Framework & Legal Overview

• SEBI Insider Trading Regulations (or relevant global regulations)
• Scope and applicability
• Key amendments and updates

Module 3: Understanding Unpublished Price Sensitive Information (UPSI)

• What constitutes UPSI
• Examples and practical scenarios
• Information flow within organizations

Module 4: Who Is an Insider?

• Connected persons
• Designated persons
• Immediate relatives
• Deemed insiders

Module 5: Code of Conduct & Compliance Policies

• Internal codes of conduct
• Trading window norms
• Pre-clearance procedures

Module 6: Disclosure Requirements

• Initial disclosures
• Continual disclosures
• Material event disclosures

Module 7: Trading Window & Monitoring Mechanisms

• Opening and closing of trading windows
• Monitoring employee trades
• Role of compliance officers

Module 8: Prevention of Insider Trading (PIT) Controls

• Information barriers and Chinese walls
• Digital access controls
• Documentation and audit trails

Module 9: Investigation, Violations & Penalties

• Consequences of non-compliance
• Regulatory investigations
• Monetary and criminal penalties

Module 10: Role of Compliance Officer & Management

• Responsibilities and accountability
• Reporting and escalation mechanisms
• Training and awareness programs

Module 11: Global Best Practices in Insider Trading Compliance

• International compliance standards
• Cross-border considerations
• Alignment with corporate governance

Module 12: Real-World Case Studies & Assessments

• Landmark insider trading cases
• Lessons learned
• LMS-based quizzes, assessments & certification

(All modules include HD videos, quizzes, assessments, gamified learning outcomes, and certification on the Netskill LMS.)

Importance of Insider Trading Compliance Training

• Protects organizations from regulatory penalties
• Builds a culture of ethics and transparency
• Enhances investor confidence
• Reduces legal and reputational risks
• Ensures adherence to regulatory obligations
• Strengthens corporate governance frameworks

Training Skills and Competencies for Employees

Participants develop:

• Clear understanding of insider trading laws
• Ability to identify UPSI and insider risks
• Compliance awareness and ethical judgment
• Knowledge of disclosure and reporting requirements
• Risk prevention and control skills
• Confidence in handling sensitive information

Netskill Approach to Insider Trading Compliance Training

Netskill delivers compliance-focused training through:

• Practical regulatory interpretations
• Real-world compliance scenarios
• Clear policy frameworks and checklists
• Gamified learning outcomes for engagement
• Continuous assessments and knowledge checks
• Expert-led sessions by compliance professionals
• 24/7 access to Netskill LMS content and certification

Why Choose Netskill as Your Insider Trading Compliance Training Partner?

• Leading corporate insider trading compliance training provider
• Curriculum aligned with regulatory expectations
• Flexible delivery: Online, In-Person & Self-Paced
• Trainers with legal and compliance expertise
• Gamified LMS learning for high retention
• Certification to validate compliance awareness
• Customizable programs for different employee categories